SOC 2 Compliance Documents
Complete documentation package for SOC 2 Type I and Type II audits. Policies mapped to Trust Service Criteria, control matrices, evidence guides, and audit preparation templates.
What is SOC 2?
SOC 2 (Service Organization Control 2) is an auditing framework developed by the AICPA that evaluates how organizations manage customer data based on five Trust Service Criteria.
SOC 2 compliance is increasingly expected by enterprise customers, especially in B2B SaaS. It demonstrates that your organization has implemented controls to protect data security, availability, and privacy.
Who needs SOC 2?
- SaaS companies selling to enterprises
- Cloud service providers
- Data processors and hosting providers
- Any company responding to security questionnaires
Trust Service Criteria (TSC)
Security (Required)
Protection against unauthorized access
Availability
System uptime and reliability
Processing Integrity
Accurate, complete data processing
Confidentiality
Protection of confidential information
Privacy
Personal information handling
SOC 2 Document Library
All documents mapped to Trust Service Criteria requirements.
Core Security Policies (21 Documents)
Information Security Policy
TSC: CC1.1, CC1.2
Master policy establishing security governance framework
Acceptable Use Policy
TSC: CC1.4, CC6.2
Defines proper use of company IT resources
Access Control Policy
TSC: CC6.1, CC6.2, CC6.3
RBAC, authentication, authorization requirements
Password/Authentication Policy
TSC: CC6.1
MFA, password standards, credential management
Data Classification Policy
TSC: CC6.1, C1.1
Public/Internal/Confidential/Restricted tiers
Encryption Policy
TSC: CC6.1, CC6.7
Data at rest and in transit encryption standards
Change Management Policy
TSC: CC8.1
Controlled changes to systems and code
Incident Response Policy
TSC: CC7.3, CC7.4, CC7.5
Detection, response, and recovery procedures
Business Continuity Policy
TSC: A1.2
Maintaining operations during disruptions
Disaster Recovery Policy
TSC: A1.2, A1.3
IT system recovery procedures
Vendor Management Policy
TSC: CC9.2
Third-party risk management
Asset Management Policy
TSC: CC6.1
Hardware/software inventory and lifecycle
Network Security Policy
TSC: CC6.6
Firewalls, segmentation, monitoring
Physical Security Policy
TSC: CC6.4
Facility access and protection
Remote Work Policy
TSC: CC6.1, CC6.7
Secure remote access requirements
BYOD Policy
TSC: CC6.1, CC6.7
Personal device security requirements
Mobile Device Policy
TSC: CC6.1
Mobile security and MDM
Data Retention & Disposal Policy
TSC: C1.2, P4.3
Data lifecycle management
Backup Policy
TSC: A1.2
Backup frequency and testing
Logging & Monitoring Policy
TSC: CC7.1, CC7.2
Audit logging and alerting
Risk Management Policy
TSC: CC3.1, CC3.2
Risk assessment methodology
SOC 2 Audit Preparation Documents (6 Documents)
SOC 2 Control Matrix
All TSC Categories
Maps your controls to each Trust Service Criteria requirement. Shows coverage and gaps.
Evidence Collection Guide
All TSC Categories
Detailed list of evidence needed for each control. Screenshots, logs, configs.
Readiness Assessment Checklist
Pre-Audit
Self-assessment checklist before engaging auditor. Identify gaps early.
Management Assertion Template
Audit Requirement
Board/management attestation letter template for auditor.
System Description Template
Type II Requirement
Template for describing your system, boundaries, and infrastructure.
Vendor Security Questionnaire Response
Customer Requests
Pre-filled responses for common security questionnaire questions.
Operational Documents (Supporting SOC 2)
Incident Response Plan
CC7.3, CC7.4, CC7.5
Step-by-step incident handling procedures
Business Continuity Plan
A1.2
Operational continuity during disruptions
Disaster Recovery Plan
A1.2, A1.3
IT system recovery procedures
Vendor Risk Assessment Template
CC9.2
Questionnaire for evaluating vendor security
Employee Onboarding Checklist
CC1.4
Security onboarding for new hires
Employee Offboarding Checklist
CC6.2
Access revocation and secure separation
Typical SOC 2 Timeline
How these documents fit into your SOC 2 journey.
Foundation (Month 1-2)
Implement core security policies, establish governance framework. → Use our 21 policy templates
Gap Assessment (Month 2-3)
Use readiness checklist to identify control gaps. → Use our Control Matrix & Readiness Assessment
Remediation (Month 3-4)
Address gaps, implement missing controls, collect evidence. → Use our Evidence Collection Guide
Type I Audit (Month 5)
Point-in-time audit of control design. → Use our Management Assertion & System Description
Type II Observation Period (Months 6-12)
3-12 month period where controls are tested for operating effectiveness.
Get Access to All SOC 2 Documents
All 24 SOC 2 documents included with any security package.
Included with Any Security Package
Get all 24 SOC 2 documents plus 80+ other compliance templates when you purchase any of our security packages. Starting at $1,997.
All documents are templates for informational purposes. Review with your auditor and legal team.
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